Compliane Monitoring

Edinburgh, Midlothian
38000 - 59000
13 Oct 2018
Contract Type
Full Time
Job Description

Working for one of the world's largest provider of Investment and Retirement solutions providers, are seeking an experienced Conduct Risk Manager to join their team in Edinburgh

Summary of Role:

Assists the Regulatory Risk Senior Management team to identify, manage and control regulatory risks across the company in the UK. The role holder will contribute toward delivery of the Regulatory Risk plans. The role will focus on a speciality in Regulatory Risk within the Monitoring and Assurance or Change and Policy teams. The roles will cover integrity risk and will provide expert advice, oversight and challenge whilst collaborating with Senior Management during the implementation of regulatory and strategic projects, consultancy, monitoring reviews and identification of regulatory change.


• In-depth knowledge of the regulatory environment (including the European context) and is likely to be seen as a technical expert in their field.

• In-depth understanding of the clients propositions (including products, services, platform and distribution) and how the regulations apply to them.

• In-depth understanding of the governance arrangements.

• Good understanding of operational risk methodology, for example, risk identification, assessment and mitigation methodology, regulatory risk appetite and risk tolerances.

• Strong technical knowledge and experience of monitoring and assurance including sampling and problem solving techniques and/or experience of delivering external regulatory changes and supporting strategic change in a project environment.


• At least 2 years’ experience operating at a senior level within a financial services Regulatory Risk function